Overview
Join UK Private Capital and the Financial Conduct Authority (FCA) for a webinar exploring the findings of the FCA’s recent review, Conflicts of Interest and Fair Customer Treatment in Private Markets.
The session will provide an opportunity to hear directly from the FCA about the review’s key findings, examples of good practice and areas for improvement, as well as its expectations for firms operating in private markets.
Representatives from the FCA and industry will discuss the practical implications of the findings, including considerations for firms’ existing governance and conflicts management arrangements, with an opportunity for questions and discussion.
Speakers
- Tim Lewis: Partner, Head of Financial Services and Markets at Travers Smith, and Chair of the UK Private Capital Regulatory Committee
- Damian Finlayson: Lead Supervisor, Asset Management Supervision, FCA
Date & Time
Monday, 16 November
13:00 - 14:00 GMT
Format: Webinar via Zoom, link to be shared day prior to the event
Price
Complimentary to UK Private Capital Members.
For more information, please contact our Events team.
Privacy Information
Following the introduction of GDPR, UK Private Capital will continue to share attendance lists with sponsors and other attendees (names, job titles and company names only) with the exception of events of a sensitive nature.
Please contact our Events team if you would NOT be happy for us to share this personal information with other attendees. Our full Private Policy & Accessibility Statement can be viewed here.
Code of Conduct - Attendance at Events
UK Private Capital is committed to bringing members together in a professional environment to collaborate and network. We have established this code of conduct to provide guidelines to participants, and to ensure that all participants understand what behaviour is expected of them at our events.